Prosser v Industrial Alliance Insurance

Firms involved

Sawers Barristers and Solicitors, Stikeman Elliott LLP
Paul Prosser
Law Firm
Sawers Barristers and Solicitors
Lawyer(s)

Stewart LaPrairie

Industrial Alliance Insurance
Law Firm
Stikeman Elliott LLP
Lawyer(s)

Cheryl Rea

Financial Services Inc
Law Firm
Stikeman Elliott LLP
Lawyer(s)

Cheryl Rea

Key Issues:

  • Disclosure Request: Plaintiff sought records from an investigation into his termination. The Defendant claimed privilege over these records.

Records Sought:

  • Transcripts and recordings of interviews with Plaintiff and Complainant 1.
  • Identity and allegations of Complainant 2.
  • Information gathered during the investigation.

Privilege Claims:

  • Litigation Privilege: Asserted the investigation was conducted in anticipation of litigation.
  • Solicitor-Client Privilege: Asserted the investigation aimed to gather information for legal advice.

Legal Principles:

  • Litigation Privilege: Applies if the primary purpose of creating records was for litigation.
  • Solicitor-Client Privilege: Covers communications for legal advice, including intermediaries if essential to the lawyer-client relationship.

Court’s Analysis:

  • Dominant Purpose Test: The court found no sufficient evidence that the dominant purpose was litigation.
  • Solicitor-Client Privilege: The investigation served dual purposes—legal advice and corporate governance under the Respectful Workplace Policy.

Findings:

  • Conflicting affidavits from the Defendant about the investigation’s purpose led the court to prioritize the initial affidavit supporting operational purposes.
  • Waiver of Privilege: By relying on the investigation findings in its defense, the Defendant waived any privilege over the materials.

Decision:

  • The court ordered the disclosure of the investigation records sought by the Plaintiff, excluding the final report.
  • No amount specified for costs/awards.

This decision underscores the importance of clear and consistent claims when asserting privilege over investigation records.

Court of King's Bench of Alberta
1801 06362
Labour & Employment Law
Plaintiff